Personnel Hong Kong SFC License Details (ID 47891)

Personnel Hong Kong SFC License Details (ID 47891)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Quam Securities Limited	RO	Advising on securities	2016-11-24	-
	RO	Asset management	2011-09-07	-
	RO	Dealing in futures contracts	2007-09-11	-
	RO	Dealing in securities	2007-09-11	-
	Rep	Dealing in futures contracts	2004-10-21	2007-09-11
QUAM FUTURES LIMITED	Rep	Dealing in futures contracts	2004-07-14	2006-01-31
Quam Securities Limited	Rep	Advising on corporate finance	2003-04-01	2004-07-02
	Rep	Advising on securities	2003-04-01	2004-07-02
	Rep	Asset management	2003-04-01	2004-07-02
	Rep	Dealing in securities	2003-04-01	2007-09-11