| INTEGRITY CONSTRUCTION & DEVELOPMENT SECURITIES GROUP LIMITED | RO | Advising on securities | 2022-12-05 | 2024-08-31 |
| RO | Dealing in securities | 2022-12-05 | 2024-08-31 |
| FUJI HONG KONG COMMODITIES COMPANY LIMITED | RO | Advising on securities | 2022-07-20 | 2022-07-31 |
| RO | Dealing in securities | 2021-07-13 | 2022-07-31 |
| HGNH International Securities Co., Limited | RO | Advising on securities | 2017-04-18 | 2020-04-17 |
| RO | Dealing in securities | 2015-05-21 | 2020-04-17 |
| HGNH International Forex Co., Limited | RO | Leveraged foreign exchange trading | 2014-04-04 | 2020-01-17 |
| FX ONE LIMITED | RO | Leveraged foreign exchange trading | 2012-06-14 | 2013-11-08 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2011-07-21 | 2012-02-11 |
| CELESTIAL SECURITIES LIMITED | RO | Dealing in securities | 2009-11-12 | 2012-02-11 |
| Rep | Dealing in securities | 2004-03-13 | 2009-11-12 |
| RO | Leveraged foreign exchange trading | 2004-03-13 | 2011-10-30 |
| HONG KONG FOREX INVESTMENT LIMITED | RO | Leveraged foreign exchange trading | - | 2003-10-30 |
| TSE'S SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2004-02-24 |
| Rep | Advising on securities | - | 2004-02-24 |
| Rep | Asset management | - | 2004-02-24 |
| Rep | Dealing in securities | - | 2004-02-24 |