Personnel Hong Kong SFC License Details (ID 48577)

Personnel Hong Kong SFC License Details (ID 48577)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MFG Limited (HK)	Rep	Dealing in securities	2012-07-13	2014-05-30
Nerico Brothers Limited (HK)	Rep	Dealing in securities	2012-03-22	2012-07-01
	Rep	Leveraged foreign exchange trading	2012-03-22	2012-07-01
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	Leveraged foreign exchange trading	2006-03-03	2008-11-21
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2005-04-22	2008-11-21
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2003-07-04	2004-06-25
	Rep	Providing automated trading services	2003-07-04	2004-06-25
	Rep	Dealing in securities	2003-07-04	2005-01-17
HONG KONG FOREX INVESTMENT LIMITED	RO	Leveraged foreign exchange trading	-	2003-06-20
TSE'S SECURITIES LIMITED	Rep	Advising on corporate finance	-	2003-06-24
	Rep	Advising on securities	-	2003-06-24
	Rep	Asset management	-	2003-06-24
	Rep	Dealing in securities	-	2003-06-24