| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2026-10-12 | - |
| SHANXI SECURITIES INTERNATIONAL LIMITED | RO | Dealing in securities | 2026-10-12 | - |
| SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2026-08-12 | 2026-10-12 |
| SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2026-08-12 | 2026-10-12 |
| Zijing Capital Limited | RO | Advising on corporate finance | 2022-02-21 | 2026-06-11 |
| RO | Dealing in securities | 2022-02-21 | 2026-06-11 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2013-01-09 | 2021-12-05 |
| RO | Dealing in securities | 2013-01-09 | 2021-12-05 | |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Advising on securities | 2012-10-18 | 2013-02-22 |
| Rep | Dealing in securities | 2012-10-18 | 2013-02-22 | |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | RO | Advising on corporate finance | 2011-09-21 | 2012-10-08 |
| RO | Dealing in securities | 2011-09-21 | 2012-10-08 | |
| Rep | Advising on corporate finance | 2011-08-10 | 2011-09-21 | |
| Rep | Dealing in securities | 2011-08-10 | 2011-09-21 | |
| KGI CAPITAL ASIA LIMITED | RO | Asset management | 2003-08-15 | 2003-10-28 |
| RO | Advising on securities | 2003-08-15 | 2011-07-29 | |
| RO | Advising on corporate finance | 2003-04-01 | 2011-07-29 | |
| RO | Dealing in securities | 2003-04-01 | 2011-07-29 |
No HKMA registrations in the collected records.