Personnel SFC Licences and HKMA Registrations (ID 48740)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Success Securities Limited	Rep	Dealing in securities	2008-11-26	-
DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED	Rep	Dealing in securities	2004-11-17	2008-11-01
KBC FINANCIAL PRODUCTS HONG KONG LIMITED	Rep	Dealing in securities	2004-11-17	2008-11-01
Success Securities Limited	Rep	Advising on securities	2003-04-14	2004-11-10
	Rep	Dealing in securities	2003-04-14	2004-11-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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