| Funderstone Futures Limited | Rep | Advising on futures contracts | 2020-02-27 | - |
| Rep | Asset management | 2020-02-27 | - |
| Rep | Dealing in futures contracts | 2020-02-27 | - |
| Funderstone Securities Limited | Rep | Advising on securities | 2020-02-27 | - |
| Rep | Asset management | 2020-02-27 | - |
| Rep | Dealing in securities | 2020-02-27 | - |
| RO | Advising on securities | 2019-03-07 | 2020-02-27 |
| Funderstone Asset Management (HK) Limited | RO | Asset management | 2019-01-25 | 2020-02-10 |
| IMPAC ASSET MANAGEMENT (HK) LIMITED | RO | Advising on futures contracts | 2014-07-25 | 2016-06-30 |
| Cynosure Asset Management Hong Kong Limited | RO | Advising on securities | 2014-03-18 | 2018-12-11 |
| RO | Asset management | 2014-03-18 | 2018-12-11 |
| RO | Dealing in securities | 2014-01-17 | 2018-12-11 |
| RO | Dealing in securities | 2005-12-19 | 2010-07-15 |
| Funderstone Futures Limited | RO | Advising on futures contracts | 2005-12-19 | 2020-02-27 |
| RO | Advising on futures contracts | 2003-04-01 | 2004-11-02 |
| RO | Asset management | 2003-04-01 | 2020-02-27 |
| RO | Dealing in futures contracts | 2003-04-01 | 2020-02-27 |
| Funderstone Securities Limited | RO | Advising on corporate finance | 2003-04-01 | 2004-11-02 |
| RO | Advising on securities | 2003-04-01 | 2004-11-02 |
| RO | Asset management | 2003-04-01 | 2020-02-27 |
| RO | Dealing in securities | 2003-04-01 | 2020-02-27 |