Personnel Hong Kong SFC License Details (ID 48940)

Personnel Hong Kong SFC License Details (ID 48940)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Somerley Capital Limited	RO	Advising on corporate finance	2013-10-02	-
Shang International Finance Limited	Rep	Advising on securities	2006-07-25	2006-11-01
	Rep	Dealing in securities	2006-07-25	2006-11-01
	RO	Advising on corporate finance	2006-07-25	2014-04-17
	Rep	Advising on corporate finance	2006-05-08	2006-07-25
HAITONG INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2005-12-16	2006-04-14
	Rep	Advising on securities	2003-04-01	2004-01-08
	Rep	Advising on corporate finance	2003-04-01	2005-12-16