Personnel Hong Kong SFC License Details (ID 48941)

Personnel Hong Kong SFC License Details (ID 48941)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Metro Ascent Capital Limited	RO	Asset management	2025-11-05	-
	RO	Advising on corporate finance	2017-07-28	-
	RO	Advising on securities	2017-07-28	-
	RO	Dealing in securities	2017-07-28	-
Shang International Finance Limited	RO	Advising on corporate finance	2008-12-11	2016-12-28
	RO	Advising on securities	2008-12-11	2016-12-28
	RO	Dealing in securities	2008-12-11	2016-12-28
	Rep	Advising on corporate finance	2006-05-15	2008-12-11
	Rep	Advising on securities	2006-05-15	2008-12-11
	Rep	Dealing in securities	2006-05-15	2008-12-11
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2003-06-20	2004-10-06