Personnel Hong Kong SFC License Details (ID 48997)

Personnel Hong Kong SFC License Details (ID 48997)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA ASSETS INVESTMENT MANAGEMENT LIMITED	RO	Advising on corporate finance	2020-01-02	-
	RO	Advising on securities	2019-01-24	-
	RO	Asset management	2019-01-24	-
SHENG YUAN CAPITAL (HONG KONG) LIMITED	RO	Advising on corporate finance	2013-10-02	2014-08-06
SHENG YUAN ASSET MANAGEMENT LIMITED	RO	Advising on securities	2011-06-14	2014-08-06
	RO	Asset management	2011-06-14	2014-08-06
CHINA ASSETS INVESTMENT MANAGEMENT LIMITED	RO	Advising on corporate finance	2004-01-15	2011-01-01
	RO	Advising on securities	2004-01-15	2011-01-01
	RO	Asset management	2004-01-15	2011-01-01
	Rep	Advising on corporate finance	2003-04-01	2004-01-15
	Rep	Advising on securities	2003-04-01	2004-01-15
	Rep	Asset management	2003-04-01	2004-01-15