Personnel Hong Kong SFC License Details (ID 49287)

Personnel Hong Kong SFC License Details (ID 49287)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on futures contracts	2010-06-22	2014-03-24
	RO	Advising on securities	2010-06-22	2014-03-24
	RO	Asset management	2010-06-22	2014-03-24
HAITONG INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2010-06-22	2015-07-21
HAITONG INTERNATIONAL CAPITAL (HK) LIMITED	RO	Advising on corporate finance	2008-07-24	2015-07-21
HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED	RO	Advising on futures contracts	2008-07-03	2014-03-24
	RO	Advising on securities	2008-07-03	2014-03-24
	RO	Asset management	2008-07-03	2014-03-24