Personnel Hong Kong SFC License Details (ID 49320)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TENTROVE CAPITAL LIMITED	RO	Advising on securities	2026-06-29	-
	RO	Asset management	2026-06-29	-
TENTROVE SECURITIES LIMITED	RO	Dealing in securities	2026-06-29	-
PingPong Intelligence Limited	RO	Advising on securities	2024-12-11	2025-03-31
	RO	Asset management	2024-12-11	2025-03-31
	RO	Dealing in securities	2024-12-11	2025-03-31
Maplefield Capital Limited	RO	Advising on securities	2019-05-24	2024-03-23
	RO	Asset management	2019-05-24	2024-03-23
Goldhorse Securities Limited	RO	Advising on securities	2019-01-15	2019-04-13
	RO	Dealing in securities	2019-01-15	2019-04-13
WEI DA ASSET MANAGEMENT LIMITED	RO	Asset management	2019-01-15	2019-04-13
WANSOM SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2018-08-23	2018-10-18
WANSOM ASSET MANAGEMENT (HONG KONG) LIMITED	RO	Advising on securities	2018-07-25	2018-10-18
	RO	Asset management	2018-07-25	2018-10-18
Fortune Asset Management Limited (HK)	RO	Advising on securities	2017-11-23	2018-06-20
	Rep	Advising on securities	2016-05-11	2017-11-23
	RO	Asset management	2016-05-11	2018-06-20
	Rep	Asset management	2013-03-18	2016-05-11
FORTUNE (HK) SECURITIES LIMITED	RO	Dealing in securities	2007-03-07	2018-06-20
	Rep	Dealing in securities	2005-03-16	2007-03-07
Goldbridge Securities Limited	Rep	Dealing in securities	2003-09-24	2005-03-08
MIB FINANCE (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-06-30
	Rep	Advising on securities	2003-04-01	2003-06-30
	Rep	Asset management	2003-04-01	2003-06-30
	Rep	Dealing in securities	2003-04-01	2003-06-30
MIB FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-06-30
	Rep	Asset management	2003-04-01	2003-06-30
	Rep	Dealing in futures contracts	2003-04-01	2003-09-06
MIB SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-06-30
	Rep	Advising on securities	2003-04-01	2003-06-30
	Rep	Asset management	2003-04-01	2003-06-30
	Rep	Dealing in securities	2003-04-01	2003-09-06