Personnel Hong Kong SFC License Details (ID 49345)

Personnel Hong Kong SFC License Details (ID 49345)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Octal Capital Limited	RO	Advising on corporate finance	2012-10-03	-
	RO	Dealing in securities	2012-10-03	-
PARTNERS CAPITAL INTERNATIONAL LIMITED	RO	Advising on corporate finance	2004-04-21	2012-09-29
	RO	Dealing in securities	2004-04-21	2012-09-29
	Rep	Advising on corporate finance	2004-03-01	2004-04-21
	Rep	Dealing in securities	2004-03-01	2004-04-21
PIPER JAFFRAY ASIA LIMITED	RO	Dealing in securities	2003-07-04	2004-01-02
	RO	Asset management	2003-04-01	2003-05-07
	RO	Advising on corporate finance	2003-04-01	2004-01-02
	RO	Advising on securities	2003-04-01	2004-01-02