Personnel SFC Licences and HKMA Registrations (ID 49353)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA DEMETER SECURITIES LIMITED	RO	Dealing in securities	2016-04-27	-
	Rep	Dealing in securities	2016-04-01	2016-04-27
Enhanced Securities Limited	RO	Dealing in securities	2011-08-02	2016-03-31
WINWIN SECURITIES LIMITED	RO	Dealing in securities	2008-01-08	2011-02-01
	Rep	Dealing in securities	2007-10-02	2008-01-08
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2007-03-27	2007-10-01
WINWIN SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2005-02-14
	Rep	Advising on securities	2003-04-01	2005-02-14
	Rep	Asset management	2003-04-01	2005-02-14
	Rep	Providing automated trading services	2003-04-01	2007-03-16
	Rep	Dealing in securities	2003-04-01	2007-03-16

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.