Personnel Hong Kong SFC License Details (ID 49373)

Personnel Hong Kong SFC License Details (ID 49373)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Lego Corporate Finance Limited	RO	Advising on corporate finance	2019-06-21	-
Lego Securities Limited	Rep	Dealing in securities	2019-06-20	-
Lego Corporate Finance Limited	Rep	Advising on corporate finance	2019-01-14	2019-06-21
Goldin Financial Limited	RO	Advising on corporate finance	2009-08-28	2018-12-31
Goldin Equities Limited	Rep	Dealing in securities	2009-07-17	2018-12-31
Goldin Financial Limited	Rep	Advising on corporate finance	2009-07-17	2009-08-28
Optima Capital Limited	RO	Advising on corporate finance	2008-09-25	2009-06-30
	Rep	Advising on securities	2007-11-20	2009-06-30
	Rep	Dealing in securities	2007-11-20	2009-06-30
	Rep	Advising on corporate finance	2007-06-28	2008-09-25
BOCOM International Holdings Company Limited	Rep	Advising on corporate finance	2005-06-21	2007-06-15
CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2004-10-08	2005-06-08
DELOITTE & TOUCHE CORPORATE FINANCE LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-10-06