Personnel Hong Kong SFC License Details (ID 49374)

Personnel Hong Kong SFC License Details (ID 49374)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Optima Capital Limited	RO	Advising on corporate finance	2008-10-15	-
	RO	Advising on securities	2008-10-15	-
	RO	Dealing in securities	2008-10-15	2024-05-30
	Rep	Advising on securities	2007-11-20	2008-10-15
	Rep	Dealing in securities	2007-11-20	2008-10-15
	Rep	Advising on corporate finance	2007-05-23	2008-10-15
Shang International Finance Limited	Rep	Advising on corporate finance	2003-04-01	2007-05-19
	Rep	Advising on securities	2003-04-01	2007-05-19
	Rep	Asset management	2003-04-01	2007-05-19
	Rep	Dealing in securities	2003-04-01	2007-05-19