Personnel Hong Kong SFC License Details (ID 49398)

Personnel Hong Kong SFC License Details (ID 49398)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RAYS Capital Partners Limited	RO	Advising on securities	2012-03-28	-
	RO	Asset management	2012-03-28	-
	Rep	Advising on securities	2011-12-21	2012-03-28
	Rep	Asset management	2011-11-01	2012-03-28
AJIA-RPMH (HK) LIMITED	RO	Asset management	2005-05-17	2006-03-06
AP Asset Management (HK) Limited	RO	Dealing in securities	2004-10-05	2011-09-30
	RO	Advising on futures contracts	2004-08-26	2011-09-30
	RO	Advising on securities	2004-07-07	2011-09-30
	RO	Asset management	2004-07-07	2011-09-30
AllianceBernstein Hong Kong Limited	Rep	Advising on corporate finance	2003-04-01	2004-02-02
	Rep	Advising on futures contracts	2003-04-01	2004-03-22
	Rep	Advising on securities	2003-04-01	2004-03-22
	Rep	Asset management	2003-04-01	2004-03-22
	Rep	Dealing in securities	2003-04-01	2004-03-22