| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| RAYS Capital Partners Limited | RO | Advising on securities | 2012-03-28 | - |
| RO | Asset management | 2012-03-28 | - | |
| Rep | Advising on securities | 2011-12-21 | 2012-03-28 | |
| Rep | Asset management | 2011-11-01 | 2012-03-28 | |
| AJIA-RPMH (HK) LIMITED | RO | Asset management | 2005-05-17 | 2006-03-06 |
| AP Asset Management (HK) Limited | RO | Dealing in securities | 2004-10-05 | 2011-09-30 |
| RO | Advising on futures contracts | 2004-08-26 | 2011-09-30 | |
| RO | Advising on securities | 2004-07-07 | 2011-09-30 | |
| RO | Asset management | 2004-07-07 | 2011-09-30 | |
| AllianceBernstein Hong Kong Limited | Rep | Advising on corporate finance | 2003-04-01 | 2004-02-02 |
| Rep | Advising on futures contracts | 2003-04-01 | 2004-03-22 | |
| Rep | Advising on securities | 2003-04-01 | 2004-03-22 | |
| Rep | Asset management | 2003-04-01 | 2004-03-22 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-03-22 |
No HKMA registrations in the collected records.