Personnel SFC Licences and HKMA Registrations (ID 49493)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ALTUS CAPITAL LIMITED	RO	Advising on corporate finance	2021-05-13	-
BOCI ASIA LIMITED	RO	Advising on corporate finance	2016-07-08	2019-11-04
	Rep	Advising on corporate finance	2016-05-09	2016-07-08
FORTUNE FINANCIAL CAPITAL LIMITED	RO	Advising on corporate finance	2016-03-04	2016-04-15
	Rep	Advising on corporate finance	2016-03-01	2016-03-04
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	RO	Advising on corporate finance	2012-09-19	2015-10-25
	Rep	Advising on corporate finance	2012-08-13	2012-09-19
BOCI ASIA LIMITED	RO	Advising on corporate finance	2004-09-14	2012-07-04
	Rep	Advising on corporate finance	2004-07-10	2004-09-14
CORE PACIFIC-YAMAICHI CAPITAL LIMITED	RO	Advising on corporate finance	2003-04-01	2004-06-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.