Personnel Hong Kong SFC License Details (ID 49533)

Personnel Hong Kong SFC License Details (ID 49533)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	RO	Dealing in futures contracts	2022-01-13	2024-06-30
INVESCO ASSET MANAGEMENT ASIA LIMITED	RO	Dealing in securities	2015-04-21	2021-12-31
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	RO	Advising on securities	2015-04-21	2024-06-30
	RO	Asset management	2015-04-21	2024-06-30
	RO	Dealing in securities	2015-04-21	2024-06-30
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2015-02-02	2015-04-21
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2015-02-02	2015-04-21
	Rep	Asset management	2015-02-02	2015-04-21
	Rep	Dealing in securities	2015-02-02	2015-04-21
JPMorgan Asset Management (Asia Pacific) Limited	RO	Asset management	2007-03-20	2015-01-05
JPMorgan Funds (Asia) Limited	RO	Advising on securities	2005-01-27	2015-01-05
	RO	Asset management	2005-01-27	2015-01-05
	RO	Dealing in securities	2005-01-27	2015-01-05
	Rep	Dealing in securities	2003-04-07	2005-01-27
BOCI Bullion Company Limited	Rep	Advising on corporate finance	-	2003-04-07
	Rep	Advising on securities	-	2003-04-07
	Rep	Asset management	-	2003-04-07
	Rep	Providing automated trading services	-	2003-04-07
	Rep	Dealing in securities	-	2003-04-07