Personnel Hong Kong SFC License Details (ID 49537)

Personnel Hong Kong SFC License Details (ID 49537)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AXA Investment Managers Asia Limited	Rep	Advising on futures contracts	2006-05-22	2009-03-15
	Rep	Advising on securities	2006-05-22	2009-03-15
	Rep	Asset management	2006-05-22	2009-03-15
	Rep	Dealing in securities	2006-05-22	2009-03-15
AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED (TRADING AS AXA ROSENBERG ASIA PACIFIC; AXA INVESTMENT MANAGERS)	Rep	Advising on futures contracts	2006-05-22	2009-03-15
	Rep	Advising on securities	2006-05-22	2009-03-15
	Rep	Asset management	2006-05-22	2009-03-15
	Rep	Dealing in securities	2006-05-22	2009-03-15