Personnel Hong Kong SFC License Details (ID 49540)

Personnel Hong Kong SFC License Details (ID 49540)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED	RO	Dealing in securities	2018-01-23	2018-01-31
	Rep	Dealing in securities	2015-04-24	2018-01-23
	Rep	Asset management	2015-04-24	2018-01-31
BLACKROCK (HONG KONG) LIMITED	RO	Advising on securities	2006-01-10	2012-04-21
	RO	Asset management	2006-01-10	2012-04-21
	RO	Dealing in securities	2006-01-10	2012-04-21
	Rep	Advising on corporate finance	-	2005-01-11
	Rep	Advising on securities	-	2006-01-10
	Rep	Asset management	-	2006-01-10
	Rep	Dealing in securities	-	2006-01-10