Personnel Hong Kong SFC License Details (ID 49545)

Personnel Hong Kong SFC License Details (ID 49545)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	RO	Advising on securities	2016-07-21	2021-03-31
	RO	Dealing in securities	2016-07-21	2021-03-31
	Rep	Advising on securities	2015-12-10	2016-07-21
	Rep	Dealing in securities	2015-12-10	2016-07-21
HSBC Global Asset Management (Hong Kong) Limited	RO	Advising on securities	2006-04-12	2014-04-01
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	RO	Advising on securities	2006-04-12	2014-04-01
	RO	Dealing in securities	2006-04-12	2014-04-01
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on corporate finance	-	2004-05-06
	Rep	Advising on securities	-	2006-04-12
	Rep	Asset management	-	2007-03-01
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2004-05-06
	Rep	Advising on securities	-	2006-04-12
	Rep	Dealing in securities	-	2006-04-12
	Rep	Asset management	-	2007-03-01