Personnel Hong Kong SFC License Details (ID 49554)

Personnel Hong Kong SFC License Details (ID 49554)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PLUTUS ASSET MANAGEMENT LIMITED (GBEN)	Rep	Advising on securities	2022-09-15	-
	Rep	Asset management	2022-09-15	-
KEYSTONE CAPITAL LIMITED (HK)	Rep	Asset management	2022-04-07	2022-08-19
Nerico Brothers Limited (HK)	Rep	Dealing in securities	2014-07-08	2020-03-30
Quam Securities Limited	Rep	Dealing in securities	2011-07-06	2014-01-08
XinKong International Securities Limited	Rep	Dealing in securities	2010-04-12	2010-12-08
Rifa Securities Limited	Rep	Dealing in securities	2009-09-28	2010-03-31
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2008-06-02	2009-03-11