| FIRST SHANGHAI FUTURES LIMITED | RO | Dealing in futures contracts | 2005-02-04 | 2009-05-29 |
| FIRST SHANGHAI SECURITIES LIMITED | RO | Dealing in securities | 2004-09-03 | 2009-05-29 |
| FIRST SHANGHAI FUTURES LIMITED | Rep | Providing automated trading services | - | 2003-09-05 |
| Rep | Advising on futures contracts | - | 2004-08-10 |
| Rep | Asset management | - | 2004-08-10 |
| Rep | Dealing in futures contracts | - | 2005-02-04 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | Providing automated trading services | - | 2003-09-02 |
| Rep | Advising on corporate finance | - | 2004-08-10 |
| Rep | Advising on securities | - | 2004-08-10 |
| Rep | Asset management | - | 2004-08-10 |
| Rep | Dealing in securities | - | 2004-09-03 |