Webb-site Legacy

Chang, Ludwig

SFC ID:AFH012

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DONGXING SECURITIES (HONG KONG) COMPANY LIMITED	RO	Dealing in securities	2014-10-07	2015-04-07
	RO	Advising on corporate finance	2013-12-23	2016-02-14
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Dealing in securities	2010-10-19	2011-07-01
	RO	Advising on corporate finance	2009-03-09	2011-07-01
	Rep	Advising on corporate finance	2008-10-29	2009-03-09
	RO	Advising on corporate finance	2008-04-29	2008-10-29
	Rep	Advising on corporate finance	2007-09-11	2008-04-29
Yuanta Securities (Hong Kong) Company Limited	Rep	Advising on corporate finance	2006-07-10	2007-07-31
CNI GLOBAL CAPITAL LIMITED	Rep	Advising on corporate finance	2004-02-02	2006-04-01
Optima Capital Limited	Rep	Advising on corporate finance	2003-08-18	2004-05-07