Personnel Hong Kong SFC License Details (ID 49751)

Personnel Hong Kong SFC License Details (ID 49751)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MARCO POLO PURE ASSET MANAGEMENT LIMITED	RO	Advising on securities	2008-04-01	-
	RO	Asset management	2008-04-01	-
HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED	RO	Asset management	2007-09-21	2008-04-01
	RO	Advising on securities	2007-09-11	2008-04-01
BMI FUNDS MANAGEMENT LIMITED	RO	Advising on securities	2006-06-08	2007-08-31
	RO	Asset management	2006-06-08	2007-08-31
	Rep	Advising on securities	2005-09-16	2006-06-08
	Rep	Asset management	2005-09-16	2006-06-08
GALAXY ASSET MANAGEMENT (H.K.) LIMITED	Rep	Advising on securities	2004-09-03	2005-09-05
	Rep	Asset management	2004-09-03	2005-09-05