Personnel Hong Kong SFC License Details (ID 49830)

Personnel Hong Kong SFC License Details (ID 49830)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HENYEP SECURITIES LIMITED	RO	Dealing in securities	2023-05-15	-
	Rep	Dealing in securities	2023-04-21	2023-05-15
PEAK CLOUD LIMITED	RO	Dealing in futures contracts	2021-03-26	2023-03-31
	Rep	Dealing in futures contracts	2020-06-15	2021-03-26
	RO	Dealing in securities	2019-12-05	2023-03-31
HENYEP SECURITIES LIMITED	RO	Dealing in securities	2006-01-04	2019-11-30
	Rep	Advising on corporate finance	2003-04-01	2004-11-04
	Rep	Advising on securities	2003-04-01	2004-11-04
	Rep	Asset management	2003-04-01	2004-11-04
	Rep	Providing automated trading services	2003-04-01	2004-12-14
	Rep	Dealing in securities	2003-04-01	2006-01-04