Personnel Hong Kong SFC License Details (ID 50008)

Personnel Hong Kong SFC License Details (ID 50008)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	RO	Advising on corporate finance	2021-01-19	2022-09-30
	Rep	Advising on corporate finance	2018-07-30	2021-01-19
TAIPING CAPITAL LIMITED	RO	Advising on corporate finance	2016-05-24	2018-01-05
Minerva Advisory Global Capital Limited	RO	Advising on corporate finance	2016-01-12	2016-04-11
CONVOY CAPITAL HONG KONG LIMITED	RO	Advising on corporate finance	2012-08-23	2015-05-31
VISION FINANCE INTERNATIONAL COMPANY LIMITED	RO	Advising on corporate finance	2008-07-11	2012-03-05
	Rep	Advising on corporate finance	2008-06-18	2008-07-11
Polaris Capital (Asia) Limited	RO	Advising on corporate finance	2007-06-28	2007-12-31
Yuanta Asia Investment (Hong Kong) Limited	RO	Advising on corporate finance	2005-06-21	2007-08-01
	Rep	Advising on corporate finance	2004-03-25	2004-04-22
BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED	Rep	Advising on corporate finance	-	2004-02-03