| ICBC INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2015-07-20 | 2015-11-06 |
| ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2014-12-03 | 2015-11-06 |
| RO | Asset management | 2014-12-03 | 2015-11-06 |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-12-03 | 2015-11-06 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-08-25 | 2015-07-20 |
| Rep | Dealing in futures contracts | 2014-08-25 | 2015-11-06 |
| Crosby Securities Limited | RO | Advising on securities | 2013-03-06 | 2014-03-31 |
| RO | Asset management | 2013-03-06 | 2014-03-31 |
| RO | Dealing in securities | 2013-03-06 | 2014-03-31 |
| CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2011-12-31 | 2012-09-28 |
| Rep | Asset management | 2011-12-31 | 2012-09-28 |
| RO | Advising on securities | 2006-07-06 | 2011-12-31 |
| RO | Asset management | 2006-07-06 | 2011-12-31 |
| Rep | Advising on securities | 2005-05-27 | 2006-07-06 |
| Rep | Asset management | 2005-05-27 | 2006-07-06 |
| MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | - | 2003-12-16 |
| Rep | Advising on securities | - | 2003-12-16 |
| Rep | Asset management | - | 2003-12-16 |
| Rep | Providing automated trading services | - | 2003-12-16 |
| Rep | Dealing in securities | - | 2003-12-16 |