| Alpha Financial Group Limited | RO | Dealing in securities | 2022-07-06 | - |
| Rep | Dealing in securities | 2022-05-06 | 2022-07-06 |
| RO | Dealing in securities | 2020-11-06 | 2021-09-30 |
| Rep | Dealing in securities | 2020-09-15 | 2020-11-06 |
| MAINLAND ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2019-09-03 | 2020-03-19 |
| MAINLAND SECURITIES LIMITED | RO | Dealing in securities | 2018-11-13 | 2020-03-19 |
| SUNFUND SECURITIES LIMITED | RO | Dealing in securities | 2017-01-23 | 2018-09-03 |
| Alpha Financial Group Limited | RO | Dealing in securities | 2009-06-04 | 2016-12-30 |
| AMPLE CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-06-04 | 2016-12-30 |
| RO | Advising on securities | 2009-06-04 | 2016-12-30 |
| CHINA EVERBRIGHT CAPITAL LIMITED | RO | Advising on securities | 2007-03-27 | 2009-03-23 |
| RO | Dealing in securities | 2007-03-27 | 2009-03-23 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | RO | Advising on securities | 2007-03-27 | 2009-03-23 |
| RO | Dealing in securities | 2006-10-23 | 2009-03-23 |
| Rep | Dealing in securities | 2006-03-14 | 2006-10-23 |
| Rep | Advising on securities | 2006-03-14 | 2007-03-27 |
| Rep | Advising on corporate finance | 2006-03-14 | 2009-03-23 |
| CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on securities | 2005-10-07 | 2007-03-27 |
| Rep | Dealing in securities | 2005-10-07 | 2007-03-27 |
| Rep | Advising on corporate finance | 2005-10-07 | 2009-03-23 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-08-04 | 2005-09-29 |
| Rep | Advising on securities | 2004-08-04 | 2005-09-29 |
| Rep | Dealing in securities | 2004-07-21 | 2005-09-29 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2003-12-09 | 2004-07-06 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2003-12-09 | 2004-07-06 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-10-30 |
| Rep | Advising on securities | 2003-04-01 | 2003-10-30 |
| Rep | Asset management | 2003-04-01 | 2003-10-30 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-10-30 |
| Rep | Dealing in securities | 2003-04-01 | 2003-11-04 |