Personnel SFC Licences and HKMA Registrations (ID 50675)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINO-RICH SECURITIES &AMP; FUTURES LIMITED	RO	Asset management	2013-09-02	-
	RO	Advising on futures contracts	2012-06-21	-
	RO	Advising on securities	2012-06-21	-
	RO	Dealing in futures contracts	2011-08-22	-
	RO	Dealing in securities	2011-08-22	-
CES Commodities (HK) Limited	RO	Dealing in futures contracts	2011-04-07	2011-06-20
CES Forex (HK) Limited	RO	Leveraged foreign exchange trading	2011-04-07	2011-06-20
Everbright Securities Investment Services (HK) Limited	RO	Dealing in securities	2011-04-07	2011-06-20
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2010-11-09	2011-04-07
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2010-11-09	2011-04-07
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2010-11-09	2011-04-07
SHUN LOONG FOREX COMPANY LIMITED	RO	Leveraged foreign exchange trading	2003-04-01	2011-06-20
SHUN LOONG FUTURES LIMITED	RO	Advising on futures contracts	2003-04-01	2004-06-25
	RO	Asset management	2003-04-01	2004-06-25
	RO	Providing automated trading services	2003-04-01	2004-06-25
	RO	Dealing in futures contracts	2003-04-01	2011-06-20
SHUN LOONG SECURITIES COMPANY LIMITED	RO	Providing automated trading services	2003-04-01	2004-06-25
	RO	Dealing in securities	2003-04-01	2011-06-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.