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Smith, David Oliver III Hong Kong SFC License Details (ID 50788)
Smith, David Oliver III
SFC ID:
ARQ094
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Citadel Securities (Hong Kong) Limited
RO
Dealing in futures contracts
2009-04-09
2014-10-17
RO
Dealing in securities
2009-04-09
2014-10-17