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Kou, Katerine Kuen 高鵑 - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 51247)

Kou, Katerine Kuen 高鵑

SFC ID:AAW202

Key Data SFC Licenses Public Disciplinary Actions

Public Disciplinary Actions

SFC suspends Ms Katerine Kou Kuen for 1 month & fines Victory Securities Co Ltd HK$50k for breaching Code of Conduct

SFC, 28-Mar-2006

Orgs

People

SFC prosecutes Victory Securities Co Ltd & Katerine Kou Kuen for mishandling clients' securities

SFC, 31-Mar-2005

Orgs

People