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Kou, Katerine Kuen 高鵑
SFC ID:
AAW202
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Licences & registrations
Public Disciplinary Actions
Public Disciplinary Actions
SFC suspends Ms Katerine Kou Kuen for 1 month & fines Victory Securities Co Ltd HK$50k for breaching Code of Conduct
SFC, 28-Mar-2006
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People
SFC prosecutes Victory Securities Co Ltd & Katerine Kou Kuen for mishandling clients' securities
SFC, 31-Mar-2005
Orgs
People