Personnel Hong Kong SFC License Details (ID 51260)

Personnel Hong Kong SFC License Details (ID 51260)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Crosby Securities Limited	RO	Dealing in securities	2020-08-26	-
CAM Wealth Management Company Limited	RO	Advising on securities	2018-01-22	2025-09-19
	RO	Asset management	2018-01-22	2025-09-19
	RO	Advising on securities	2016-02-23	2016-05-16
	RO	Asset management	2016-02-23	2016-05-16
Crosby Securities Limited	RO	Advising on securities	2015-09-22	-
	RO	Asset management	2015-09-22	-
	Rep	Advising on securities	2014-01-08	2015-09-22
	Rep	Asset management	2014-01-08	2015-09-22
	Rep	Dealing in securities	2014-01-08	2020-08-26
Chinese Strategic Asset Management Limited	Rep	Advising on securities	2008-10-13	2013-12-31
	Rep	Asset management	2008-10-13	2013-12-31