Personnel Hong Kong SFC License Details (ID 51297)

Personnel Hong Kong SFC License Details (ID 51297)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2021-10-27	-
	Rep	Advising on corporate finance	2013-03-28	-
BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED	Rep	Advising on corporate finance	2011-03-01	2016-12-31
ICEA CAPITAL LIMITED	Rep	Dealing in securities	2008-03-10	2009-07-01
	Rep	Advising on corporate finance	2008-02-18	2009-07-01
BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED	Rep	Advising on corporate finance	2007-09-28	2007-12-31
ICEA CAPITAL LIMITED	Rep	Advising on corporate finance	2006-03-28	2007-09-25
	Rep	Dealing in securities	2006-03-28	2007-09-25