Personnel Hong Kong SFC License Details (ID 51435)

Personnel Hong Kong SFC License Details (ID 51435)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2007-09-11	2009-07-31
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2003-09-01	2007-08-25
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on corporate finance	-	2003-07-19
	Rep	Advising on securities	-	2003-07-19
	Rep	Asset management	-	2003-07-19
	Rep	Providing automated trading services	-	2003-07-19
	Rep	Dealing in securities	-	2003-07-19
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	-	2003-07-19
	Rep	Advising on securities	-	2003-07-19
	Rep	Asset management	-	2003-07-19
	Rep	Providing automated trading services	-	2003-07-19
	Rep	Dealing in securities	-	2003-07-19