| Golden Full Asset Management Limited | RO | Advising on securities | 2024-07-05 | - |
| RO | Asset management | 2024-07-05 | - |
| NNFE International Asset Management Limited | RO | Advising on securities | 2019-12-04 | 2024-05-13 |
| RO | Asset management | 2019-12-04 | 2024-05-13 |
| GBR Capital Limited | RO | Advising on securities | 2018-03-14 | 2019-07-22 |
| RO | Asset management | 2018-03-14 | 2019-07-22 |
| RO | Dealing in securities | 2018-03-14 | 2019-07-22 |
| Admiralty Harbour Capital Limited | RO | Advising on securities | 2017-01-11 | 2018-02-28 |
| RO | Asset management | 2017-01-11 | 2018-02-28 |
| RO | Dealing in securities | 2017-01-11 | 2018-02-28 |
| ASIA CORNERSTONE ASSET MANAGEMENT COMPANY LIMITED | RO | Asset management | 2015-03-05 | 2016-12-30 |
| BOA INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2013-04-30 | 2015-02-26 |
| Rep | Dealing in securities | 2013-04-17 | 2013-04-30 |
| HALCYON SECURITIES LIMITED | RO | Dealing in securities | 2013-01-28 | 2013-03-18 |
| Hong Kong Securities Holdings Limited (d2017-02-17) | RO | Dealing in securities | 2012-03-19 | 2012-08-15 |
| CNCB (Hong Kong) Capital Limited | Rep | Asset management | 2012-02-10 | 2012-02-29 |
| Rep | Advising on securities | 2011-08-30 | 2012-02-29 |
| Ark Securities (Hong Kong) Limited | Rep | Advising on securities | 2010-11-16 | 2011-02-23 |
| Rep | Dealing in securities | 2010-11-16 | 2011-02-23 |
| Winco Securities Company Limited | RO | Dealing in securities | 2010-03-01 | 2010-10-31 |
| CHEONG LEE SECURITIES LIMITED | RO | Advising on securities | 2008-01-29 | 2010-01-16 |
| RO | Dealing in securities | 2007-11-13 | 2010-01-16 |
| Rep | Dealing in securities | 2007-09-06 | 2007-11-13 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-02-03 | 2007-08-01 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-05-27 |
| Rep | Advising on securities | 2003-04-01 | 2004-05-27 |
| Rep | Asset management | 2003-04-01 | 2004-05-27 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-05-27 |
| Rep | Dealing in securities | 2003-04-01 | 2007-08-01 |