Chau, Yueh Jen 周日仁

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Golden Full Asset Management Limited	RO	Advising on securities	2024-07-05	-
	RO	Asset management	2024-07-05	-
NNFE International Asset Management Limited	RO	Advising on securities	2019-12-04	2024-05-13
	RO	Asset management	2019-12-04	2024-05-13
GBR Capital Limited	RO	Advising on securities	2018-03-14	2019-07-22
	RO	Asset management	2018-03-14	2019-07-22
	RO	Dealing in securities	2018-03-14	2019-07-22
Admiralty Harbour Capital Limited	RO	Advising on securities	2017-01-11	2018-02-28
	RO	Asset management	2017-01-11	2018-02-28
	RO	Dealing in securities	2017-01-11	2018-02-28
ASIA CORNERSTONE ASSET MANAGEMENT COMPANY LIMITED	RO	Asset management	2015-03-05	2016-12-30
BOA INTERNATIONAL SECURITIES LIMITED	RO	Dealing in securities	2013-04-30	2015-02-26
	Rep	Dealing in securities	2013-04-17	2013-04-30
HALCYON SECURITIES LIMITED	RO	Dealing in securities	2013-01-28	2013-03-18
Hong Kong Securities Holdings Limited (d2017-02-17)	RO	Dealing in securities	2012-03-19	2012-08-15
CNCB (Hong Kong) Capital Limited	Rep	Asset management	2012-02-10	2012-02-29
	Rep	Advising on securities	2011-08-30	2012-02-29
Ark Securities (Hong Kong) Limited	Rep	Advising on securities	2010-11-16	2011-02-23
	Rep	Dealing in securities	2010-11-16	2011-02-23
Winco Securities Company Limited	RO	Dealing in securities	2010-03-01	2010-10-31
CHEONG LEE SECURITIES LIMITED	RO	Advising on securities	2008-01-29	2010-01-16
	RO	Dealing in securities	2007-11-13	2010-01-16
	Rep	Dealing in securities	2007-09-06	2007-11-13
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2006-02-03	2007-08-01
SHUN LOONG SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-05-27
	Rep	Advising on securities	2003-04-01	2004-05-27
	Rep	Asset management	2003-04-01	2004-05-27
	Rep	Providing automated trading services	2003-04-01	2004-05-27
	Rep	Dealing in securities	2003-04-01	2007-08-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.