| Theia Securities Limited | RO | Dealing in securities | 2018-01-02 | 2021-10-31 |
| Telecom King Securities Limited | RO | Dealing in futures contracts | 2015-09-15 | 2017-10-03 |
| RO | Dealing in securities | 2015-09-15 | 2017-10-03 |
| RO | Dealing in securities | 2011-10-12 | 2014-10-07 |
| RO | Dealing in futures contracts | 2011-08-10 | 2014-10-07 |
| CMB INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2009-12-28 | 2010-01-26 |
| CMB International Global Markets Limited | RO | Dealing in securities | 2009-12-28 | 2010-01-28 |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-11-27 | 2009-12-28 |
| CMB International Global Markets Limited | Rep | Dealing in securities | 2009-11-27 | 2009-12-28 |
| CHEONG LEE SECURITIES LIMITED | RO | Advising on futures contracts | 2009-08-27 | 2009-10-15 |
| RO | Advising on securities | 2009-08-27 | 2009-10-15 |
| RO | Dealing in futures contracts | 2009-08-27 | 2009-10-15 |
| RO | Dealing in securities | 2009-08-27 | 2009-10-15 |
| BOCOM International Securities Limited | RO | Advising on futures contracts | 2007-09-10 | 2008-07-02 |
| RO | Dealing in futures contracts | 2007-09-10 | 2008-07-02 |
| Rep | Dealing in securities | 2007-09-10 | 2008-07-02 |
| BOCOM International Holdings Company Limited | RO | Advising on futures contracts | 2005-08-24 | 2008-03-03 |
| RO | Dealing in futures contracts | 2005-08-24 | 2008-03-03 |
| Rep | Dealing in securities | 2005-06-09 | 2008-03-03 |
| KuCoin HK Limited | RO | Dealing in securities | 2005-01-07 | 2005-06-06 |
| KuCoin Commodity Futures Limited | RO | Advising on futures contracts | - | 2004-11-01 |
| RO | Asset management | - | 2004-11-01 |
| RO | Dealing in futures contracts | - | 2005-06-06 |
| KuCoin HK Limited | Rep | Advising on corporate finance | - | 2004-11-01 |
| Rep | Advising on securities | - | 2004-11-01 |
| Rep | Asset management | - | 2004-11-01 |
| Rep | Dealing in securities | - | 2005-01-07 |