| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SUNFUND SECURITIES LIMITED | RO | Advising on securities | 2018-10-31 | 2020-06-12 |
| RO | Dealing in securities | 2018-10-31 | 2020-06-12 | |
| United Securities Limited (HK) | RO | Advising on securities | 2017-07-06 | 2018-06-22 |
| RO | Dealing in securities | 2017-07-06 | 2018-06-22 | |
| Oshidori Securities Limited | RO | Advising on securities | 2016-11-15 | 2017-06-29 |
| RO | Dealing in securities | 2016-11-15 | 2017-06-29 | |
| Rep | Advising on securities | 2016-09-23 | 2016-11-15 | |
| Rep | Dealing in securities | 2016-09-23 | 2016-11-15 | |
| SHENG YUAN SECURITIES LIMITED | RO | Dealing in futures contracts | 2015-06-08 | 2016-05-30 |
| Rep | Advising on securities | 2014-11-04 | 2016-05-30 | |
| Rep | Dealing in securities | 2014-11-04 | 2016-05-30 | |
| Seazen Resources Futures Limited | Rep | Dealing in futures contracts | 2014-02-24 | 2014-07-30 |
| CHEONG LEE SECURITIES LIMITED | RO | Advising on futures contracts | 2009-08-27 | 2012-03-22 |
| RO | Dealing in futures contracts | 2009-08-27 | 2012-03-22 | |
| RO | Advising on securities | 2007-09-03 | 2012-03-22 | |
| RO | Dealing in securities | 2007-08-13 | 2012-03-22 | |
| AJ Securities Limited | Rep | Dealing in securities | 2007-01-24 | 2007-06-29 |
| EMPEROR FUTURES LIMITED | Rep | Advising on futures contracts | - | 2004-07-21 |
| Rep | Asset management | - | 2004-07-21 | |
| Rep | Dealing in futures contracts | - | 2006-09-09 | |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on corporate finance | - | 2004-07-21 |
| Rep | Advising on securities | - | 2004-07-21 | |
| Rep | Asset management | - | 2004-07-21 | |
| Rep | Providing automated trading services | - | 2004-07-21 | |
| Rep | Dealing in securities | - | 2006-09-09 |
No HKMA registrations in the collected records.