| CHINA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on securities | 2008-09-10 | 2009-09-30 |
| Rep | Asset management | 2008-09-10 | 2009-09-30 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2008-05-06 | 2008-08-21 |
| ENLIGHTEN SECURITIES LIMITED | Rep | Dealing in securities | 2008-01-09 | 2008-03-04 |
| TIFFIT SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2006-06-26 | 2006-07-18 |
| Rep | Advising on securities | 2006-06-26 | 2006-07-18 |
| Rep | Dealing in securities | 2006-06-26 | 2006-07-18 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2005-05-11 | 2005-11-01 |
| Rep | Advising on securities | 2005-05-11 | 2005-11-01 |
| Rep | Asset management | 2005-05-11 | 2005-11-01 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2005-04-06 | 2005-11-01 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2005-04-06 | 2005-11-01 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-12-13 | 2005-04-01 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-12-13 | 2005-04-01 |
| BNP PARIBAS PEREGRINE FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-02-26 | 2004-12-11 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2004-02-10 | 2004-12-11 |
| YICKO SECURITIES LIMITED | Rep | Dealing in securities | 2003-09-24 | 2004-01-16 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Providing automated trading services | 2003-07-21 | 2003-08-15 |
| Rep | Dealing in futures contracts | 2003-07-21 | 2003-09-08 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-07-21 | 2003-09-08 |