| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | Dealing in securities | 2007-01-29 | 2011-05-11 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-01-29 | 2011-05-11 |
| CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2005-03-22 | 2006-03-17 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2005-02-25 | 2006-12-23 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2005-02-25 | 2006-12-23 |