| MCM ASIA LIMITED (TRADING AS MCM PARTNERS) ( | RO | Advising on securities | 2018-11-05 | 2021-02-01 |
| RO | Dealing in securities | 2018-11-05 | 2021-02-01 |
| Rep | Advising on securities | 2018-09-27 | 2018-11-05 |
| Rep | Dealing in securities | 2018-09-27 | 2018-11-05 |
| Ord Minnett Hong Kong Limited | Rep | Advising on securities | 2018-07-03 | 2018-08-20 |
| Rep | Dealing in securities | 2018-07-03 | 2018-08-20 |
| RO | Advising on securities | 2018-04-13 | 2018-07-03 |
| RO | Dealing in securities | 2018-04-13 | 2018-07-03 |
| Rep | Advising on securities | 2017-07-03 | 2018-04-13 |
| Rep | Dealing in securities | 2017-07-03 | 2018-04-13 |
| Anuenue Securities Limited | RO | Dealing in securities | 2015-10-23 | 2016-07-01 |
| Rep | Dealing in securities | 2013-01-23 | 2015-10-23 |
| MF Global Hong Kong Limited | RO | Dealing in securities | 2010-04-29 | 2011-09-14 |
| Rep | Dealing in futures contracts | 2010-03-10 | 2011-09-14 |
| Rep | Dealing in securities | 2010-02-08 | 2010-04-29 |
| KINGSWAY FINANCIAL SERVICES GROUP LIMITED | RO | Dealing in securities | 2004-08-18 | 2010-01-08 |
| Rep | Advising on corporate finance | - | 2004-01-05 |
| Rep | Advising on securities | - | 2004-01-05 |
| Rep | Asset management | - | 2004-01-05 |
| Rep | Providing automated trading services | - | 2004-01-05 |
| Rep | Dealing in securities | - | 2004-08-18 |