Personnel Hong Kong SFC License Details (ID 52217)

Personnel Hong Kong SFC License Details (ID 52217)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Forwin Capital Management Limited	RO	Asset management	2024-10-07	2025-07-31
Forwin Futures Group Limited	RO	Dealing in futures contracts	2020-03-10	2023-12-04
Forwin Capital Management Limited	RO	Advising on securities	2019-03-26	2025-07-31
Forwin Securities Group Limited	RO	Dealing in securities	2019-03-26	2025-03-17
Forwin Capital Management Limited	Rep	Advising on securities	2019-02-11	2019-03-26
Forwin Securities Group Limited	Rep	Dealing in securities	2019-02-11	2019-03-26
SUNFUND SECURITIES LIMITED	RO	Advising on securities	2017-10-06	2018-11-22
	RO	Dealing in securities	2017-01-23	2018-11-22
HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED	RO	Dealing in securities	2006-09-27	2007-03-31
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	RO	Dealing in securities	2004-03-05	2016-11-14