Li, Charles Xiaojia 李小加

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	RO	Advising on corporate finance	-	2003-04-28
	RO	Advising on securities	-	2003-04-28
	RO	Asset management	-	2003-04-28
	RO	Providing automated trading services	-	2003-04-28
	RO	Dealing in securities	-	2003-04-28
Merrill Lynch Far East Limited	RO	Advising on corporate finance	-	2003-04-28
	RO	Advising on securities	-	2003-04-28
	RO	Asset management	-	2003-04-28
	RO	Dealing in securities	-	2003-04-28

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	RO	Advising on corporate finance	-	2003-04-28
	RO	Advising on securities	-	2003-04-28
	RO	Asset management	-	2003-04-28
	RO	Providing automated trading services	-	2003-04-28
	RO	Dealing in securities	-	2003-04-28
Merrill Lynch Far East Limited	RO	Advising on corporate finance	-	2003-04-28
	RO	Advising on securities	-	2003-04-28
	RO	Asset management	-	2003-04-28
	RO	Dealing in securities	-	2003-04-28