Personnel Hong Kong SFC License Details (ID 52860)

Personnel Hong Kong SFC License Details (ID 52860)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUAJIN CORPORATE FINANCE (INTERNATIONAL) LIMITED	Rep	Advising on corporate finance	2006-06-26	2015-04-01
	Rep	Advising on securities	2006-06-26	2015-04-01
ICBC Asset Management (Global) Company Limited	Rep	Advising on securities	2006-06-26	2008-09-01
	Rep	Asset management	2006-06-26	2008-09-01
UOB ASIA (HONG KONG) LIMITED	Rep	Dealing in securities	2003-08-18	2005-10-03
	Rep	Advising on corporate finance	-	2005-10-03
	Rep	Advising on securities	-	2005-10-03
	Rep	Asset management	-	2005-10-03