Personnel SFC Licences and HKMA Registrations (ID 52942)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Greenland (Asia) Securities Co., Limited	RO	Advising on securities	2023-03-30	-
	RO	Asset management	2023-03-30	-
	Rep	Asset management	2018-06-08	2019-04-30
	Rep	Advising on securities	2018-05-31	2019-04-30
CNI Securities Group Limited	Rep	Advising on securities	2016-10-27	2018-04-10
	Rep	Dealing in securities	2016-10-27	2018-04-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.