| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| UniS Capital Limited | RO | Advising on securities | 2026-11-05 | - |
| RO | Asset management | 2026-11-05 | - | |
| Leben Capital Partners Limited | RO | Advising on securities | 2026-01-05 | 2026-09-28 |
| RO | Asset management | 2026-01-05 | 2026-09-28 | |
| China Propitious Securities Limited | RO | Advising on securities | 2025-02-14 | 2025-10-31 |
| RO | Asset management | 2025-02-14 | 2025-10-31 | |
| SHIXIANG CAPITAL MANAGEMENT LIMITED | RO | Advising on securities | 2022-11-17 | 2024-09-15 |
| RO | Asset management | 2022-11-17 | 2024-09-15 | |
| Ming Yang Capital Limited | RO | Advising on securities | 2016-10-04 | 2021-12-31 |
| RO | Asset management | 2016-10-04 | 2021-12-31 | |
| SBI China Capital Asset Management Limited | RO | Asset management | 2015-08-24 | 2016-05-16 |
| PAOCHU INVESTMENT ADVISORY LIMITED | RO | Advising on securities | 2014-10-06 | 2015-08-21 |
| RO | Asset management | 2014-10-06 | 2015-08-21 | |
| GLENWORTH CAPITAL LIMITED | RO | Advising on securities | 2014-03-31 | 2014-08-21 |
| RO | Asset management | 2014-03-31 | 2014-08-21 | |
| SEEKERS ADVISORS H.K. LIMITED | Rep | Asset management | 2012-05-03 | 2012-05-18 |
| AVANTA INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2005-06-15 | 2012-03-31 |
| RO | Asset management | 2005-06-15 | 2012-03-31 | |
| Rep | Advising on securities | 2004-07-06 | 2005-06-15 | |
| Rep | Asset management | 2004-07-06 | 2005-06-15 |
No HKMA registrations in the collected records.