Personnel Hong Kong SFC License Details (ID 53665)

Personnel Hong Kong SFC License Details (ID 53665)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Leben Capital Partners Limited	RO	Advising on securities	2026-01-05	-
	RO	Asset management	2026-01-05	-
China Propitious Securities Limited	RO	Advising on securities	2025-02-14	2025-10-31
	RO	Asset management	2025-02-14	2025-10-31
SHIXIANG CAPITAL MANAGEMENT LIMITED	RO	Advising on securities	2022-11-17	2024-09-15
	RO	Asset management	2022-11-17	2024-09-15
Ming Yang Capital Limited	RO	Advising on securities	2016-10-04	2021-12-31
	RO	Asset management	2016-10-04	2021-12-31
SBI China Capital Asset Management Limited	RO	Asset management	2015-08-24	2016-05-16
PAOCHU INVESTMENT ADVISORY LIMITED	RO	Advising on securities	2014-10-06	2015-08-21
	RO	Asset management	2014-10-06	2015-08-21
GLENWORTH CAPITAL LIMITED	RO	Advising on securities	2014-03-31	2014-08-21
	RO	Asset management	2014-03-31	2014-08-21
SEEKERS ADVISORS H.K. LIMITED	Rep	Asset management	2012-05-03	2012-05-18
AVANTA INVESTMENT MANAGEMENT LIMITED	RO	Advising on securities	2005-06-15	2012-03-31
	RO	Asset management	2005-06-15	2012-03-31
	Rep	Advising on securities	2004-07-06	2005-06-15
	Rep	Asset management	2004-07-06	2005-06-15