Personnel Hong Kong SFC License Details (ID 53667)

Personnel Hong Kong SFC License Details (ID 53667)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ABLELINK CAPITAL LIMITED	RO	Asset management	2016-02-05	2022-05-26
Cornucopiae Asset Management Limited	RO	Asset management	2011-08-02	2015-05-01
Diamond Dragon Advisors Limited	RO	Dealing in securities	2010-10-20	2010-12-03
AVANTA INVESTMENT MANAGEMENT LIMITED	RO	Advising on securities	2009-03-12	2010-08-18
	RO	Asset management	2009-03-12	2010-08-18
	Rep	Asset management	2009-02-25	2009-03-12
TEMUJIN GLOBAL ASSET MANAGEMENT LIMITED	RO	Asset management	2008-07-09	2008-08-31
PINNACLE INVESTMENT MANAGEMENT LIMITED (d2010-08-04)	RO	Advising on securities	2005-11-23	2008-06-30
	RO	Asset management	2005-11-23	2008-06-30
	Rep	Advising on securities	2005-08-29	2005-11-23
	Rep	Asset management	2005-08-29	2005-11-23
KGI WEALTH MANAGEMENT LIMITED	Rep	Dealing in securities	2005-03-04	2005-07-25
DESCARTES GLOBAL ASSET MANAGEMENT LIMITED	Rep	Asset management	2004-11-09	2005-02-28
JS CRESVALE SECURITIES INTERNATIONAL LIMITED	Rep	Dealing in securities	2004-02-02	2004-09-20