Personnel Hong Kong SFC License Details (ID 53668)

Personnel Hong Kong SFC License Details (ID 53668)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SPARC CAPITAL MANAGEMENT LIMITED	RO	Advising on securities	2023-08-25	-
	RO	Asset management	2023-08-25	-
	Rep	Advising on securities	2023-08-18	2023-08-25
	Rep	Asset management	2023-08-18	2023-08-25
AVANTA INVESTMENT MANAGEMENT LIMITED	RO	Advising on securities	2021-01-14	2023-07-23
	RO	Asset management	2021-01-14	2023-07-23
	Rep	Advising on securities	2020-11-10	2021-01-14
	Rep	Asset management	2020-11-10	2021-01-14
TVC MANAGEMENT LIMITED	RO	Advising on securities	2012-11-23	2020-05-31
	RO	Asset management	2012-11-23	2020-05-31
	Rep	Advising on securities	2012-01-20	2012-11-23
	Rep	Asset management	2012-01-20	2012-11-23
TC CAPITAL MANAGEMENT LIMITED (HK)	RO	Asset management	2011-10-24	2011-12-31
AVANTA INVESTMENT MANAGEMENT LIMITED	RO	Advising on securities	2007-06-20	2011-09-30
	Rep	Asset management	2007-06-20	2011-09-30
TIS SECURITIES (HK) LIMITED	RO	Advising on securities	2005-07-08	2006-12-01
	Rep	Advising on corporate finance	2003-04-01	2004-08-30
	Rep	Asset management	2003-04-01	2004-08-30
	Rep	Advising on securities	2003-04-01	2005-07-08