Li, Charles Tak Kwong 李德光 SFC Licences and HKMA Registrations (ID 55341)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PELICAN FINANCIAL LIMITED	RO	Advising on corporate finance	2018-04-13	-
Beijing Securities Limited	RO	Advising on corporate finance	2008-11-07	2018-04-10
	RO	Advising on securities	2008-11-07	2018-04-10
	RO	Dealing in securities	2008-11-07	2018-04-10
Libertas Capital Asia Limited	RO	Advising on corporate finance	2007-06-21	2008-07-01
	RO	Dealing in securities	2007-06-21	2008-07-01
ANGLO CHINESE CORPORATE FINANCE, LIMITED	RO	Advising on corporate finance	2003-04-01	2006-09-23
	RO	Dealing in securities	2003-04-01	2006-09-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.