Personnel SFC Licences and HKMA Registrations (ID 55553)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TFI Securities and Futures Limited	Rep	Dealing in securities	2025-11-19	-
LUEN FAT SECURITIES COMPANY LIMITED	Rep	Advising on securities	2020-07-31	2025-10-23
	Rep	Dealing in securities	2020-07-31	2025-10-27
LUEN FAT FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2010-12-03	2013-05-15
LUEN FAT SECURITIES COMPANY LIMITED	RO	Advising on securities	2007-11-08	2020-07-31
	RO	Dealing in securities	2007-11-08	2020-07-31
	Rep	Advising on securities	2007-10-05	2007-11-08
	Rep	Dealing in securities	2007-10-05	2007-11-08
OPEN ASSET MANAGEMENT LIMITED	RO	Advising on securities	2006-01-09	2007-09-07
Open Securities Limited	RO	Advising on securities	2006-01-09	2007-09-07
	RO	Dealing in securities	2005-09-13	2007-09-07
	Rep	Dealing in securities	2003-09-16	2005-09-13
GigaMoney Limited	Rep	Dealing in securities	2003-05-05	2003-07-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.